Compliance Auditor

Iowa, Des Moines
Depends on Experience 
Location: Iowa, Des Moines Wage: 0.0000
Department: Position Type:
Posted: 12/27/2018 Pay Grade:
Location Name: PolicyWorks

PolicyWorks – Compliance Auditor

PolicyWorks, a national leader of credit union compliance solutions, is seeking a Compliance Auditor to provide compliance audits to credit unions in Iowa and across the country. The Compliance Auditor will partner with our credit union clients to deliver exceptional audits that provide relevant and practical recommendations regarding regulatory compliance.  In addition this position is responsible for responding to general regulatory compliance questions.

The successful individual in this position must maintain a comprehensive understanding of federal regulations impacting credit unions. Prior experience working in compliance at a financial institution or as a financial institution examiner will receive favorable consideration.


  • Bachelor’s degree in accounting preferred.

  • 2+ years of experience in a financial institution or equivalent education.

  • Excellent research and analytical skills.

  • Strong writing skills.

  • Experience in conducting audits and writing audit reports preferred

  • Strong communication and presentation skills with the ability to interface at all levels of an organization.
  • Knowledge of financial institution laws and regulations.
  • Collaborative, self-starter.

  • Ability to travel approximately 30% is required.


  • Deliver comprehensive regulatory compliance audits to credit unions to create a growing and profitable organization.

  • Ensure audits adhere to industry standards and best practices regarding audit processes.

  • Maintain a solid understanding of the federal regulations impacting credit unions.

  • Work with credit unions to determine scope of audits and the scheduling of audits.

  • Conduct business development activities to grow compliance audit services.

  • Cross sell other PolicyWorks products and services to audit clients.


  • Competitive salary plus incentive pay.

  • Excellent 401(k) program with generous company match.

  • Engaging culture with values of: people matter, collaborate for results, take an ownership perspective and embrace change.


Position is located in Des Moines, Iowa.


*Credit and criminal history verification will be required of all applicants.

If you are highly motivated and would enjoy the diversity of challenges and opportunites that PolicyWorks provides, please send your resume and salary requirements to: